Institutional Federal Compliance Report 2021

Reference

Finding

State Agency

Status

Contact Person

2018‐015

Eligibility

SED

Partially Corrected

Karen Bates

2018‐016

Special Tests ‐ Completion of IPEs

SED

Partially Corrected

Karen Bates

2018‐017

Allowability Eligibility

SED

Partially Corrected

Karen Bates

Subrecipient Monitoring ‐ During the Award (Risk Assessment)

2018‐018

SED

Corrected

Karen Bates

2018‐019

Subrecipient Monitoring

SED

Corrected

Karen Bates

2018‐020

Level of Effort

SED

Corrected

Karen Bates

2018‐021

Maintenance of Effort

SED

Corrected

Karen Bates

Special Tests ‐ Enrollment Reporting

2018‐022

SUNY

Partially Corrected

Nancy Quay

2018‐023

Special Tests ‐ Peer Review

OASAS

Corrected

Steven Shrager

2018‐024

Level of Effort

OASAS

Corrected

Steven Shrager

Subrecipient Monitoring ‐ Risk Assessment

2018‐025

OASAS

Corrected

Steven Shrager

Corrected (As of 9/30/19 . See current year finding 2019‐039) Corrected (As of 8 /1/1 8 . See current year finding 2019‐041)

Subrecipient Monitoring ‐ Award Identification

2018‐026

OASAS

Steven Shrager

2018‐027

Cash Management

OASAS

Steven Shrager

2018‐028

Eligibility

DOH

Partially Completed

Lori Conway

2018‐029

Cash Management

DOH

Corrected

Lori Conway

2018‐030

Allowability ‐ Drug Rebates

DOH

Corrected

Lori Conway

Partially Corrected (See current year finding 2019‐023)

2018‐031

Provider Eligibility

DOH

Lori Conway