Institutional Federal Compliance Report 2021

STATE OF NEW YORK Prior Year Finding Summary March 31, 2018

Reference

Finding

State Agency

Status

Contact Person

Special Tests and Provisions

2017-008

OTDA

Corrected

Kathleen Murphy

OTDA- Not Corrected (See current year finding 2018-001 (CSE)) OCFS- Partially Corrected (See current year finding 2018-006 (FC) and 2018-007 (AA)) Partially Corrected (See current year finding 2018- 005) Partially Corrected (See current year finding 2018-006 (FC) and 2018-007 (AA) )

2017-009

Matching

OTDA, OCFS

Kathleen Murphy (OTDA)

Bonnie Hahn (OCFS)

2017-010

OCFS

Bonnie Hahn

Subrecipient Monitoring

2017-011

Subrecipient Monitoring

OCFS

Bonnie Hahn

Special Test - Rate Setting

Partially Corrected (See current year finding 2018-006)

2017-012

OCFS

Bonnie Hahn

SEFA: Completeness and Accuracy

Corrected (See current year finding 2018-014)

2017-013

OCFS

Bonnie Hahn

Partially Corrected (See current year finding 2018-014)

2017-014

Allowability/ Eligibility

OCFS

Bonnie Hahn

Corrected

2017-015

Period of Performance

OCFS

Bonnie Hahn

OCFS - Corrected SED - Partially Corrected (See current year finding 2018- 015)

2017-016

Eligibility

OCFS, SED

Bonnie Hahn (OCFS)

Karla Ravida (SED)

2017-017

OCFS - Corrected SED - Partially Corrected (See current year finding 2018-01 6 )

Bonnie Hahn (OCFS)

Special Test- Completion of IPEs

OCFS, SED

Karla Ravida (SED)

2017-018

Allowability

SED

Corrected

Karla Ravida

Subrecipient Monitoring Level of Effort

Karla Ravida

SED

Partially Corrected (See current year findings 2018-019 and 2018-020)

2017-019

Corrected

2017-020 Allowability/ Suspension & Debarment

SED

Karla Ravida

Other

2017-021

SED

Karla Ravida

Corrected

SEFA: Completeness and Accuracy

2017-022

SED

Karla Ravida

Corrected

Partially Corrected (See current year finding 2018-047)

2017-023

Program Income

HTFC

Jason Purvis