Institutional Federal Compliance Report 2021

STATE OF NEW YORK

Schedule of Findings and Questioned Costs

Year ended March 31, 2018

Possible Asserted Effect Failure to maintain evidence of monitoring activities over subawards provided to subrecipients including eligibility determinations may result in the use of federal funding provided under the federal award not being used in compliance with Federal statutes, regulations, and the terms and conditions of the subaward. Statistical Sampling The sample was not intended to be, and was not, a statistically valid sample. Questioned Costs Cannot be determined. Recommendation We recommend the Department to establish policies and procedures for maintaining the supporting documentation retained by the regional office. Views of Responsible Officials Recommendation accepted. Reference the corrective action plan for further details.

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