Institutional Federal Compliance Report 2021

220 • STATE OF NEW YORK _____________________________________________________________________________________________

Personal Income Tax Filers and Liability by Income Level FOR TEN YEARS STATED (Amounts in thousands) 2006 Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2006 Number Percentage Percentage Income Class of Filers of Total Tax Liability of Total Under $5,000 1,118,894 13% $ (91,631) 0% $ 5,000–9,999 824,596 10% (172,332) –1% 10,000–19,999 1,290,097 15% (386,792) –1% 20,000–29,999 1,016,079 12% 184,324 1% 30,000–39,999 829,814 10% 706,969 3% 40,000–49,999 640,364 8% 917,624 4% 50,000–59,999 480,661 6% 939,863 4% 60,000–74,999 543,846 7% 1,424,481 6% 75,000–99,999 597,498 7% 2,185,284 9% 100,000–199,999 704,317 8% 4,815,069 19% 200,000 and over 293,425 4% 14,291,890 56% Total 8,339,591 100% $24,814,750 100% 2007 Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2007 Number Percentage Percentage Income Class of Filers of Total Tax Liability of Total Under $5,000 1,221,819 14% $ (126,447) 0% $ 5,000–9,999 847,130 10% (188,932) –1% 10,000–19,999 1,317,075 15% (406,225) –1% 20,000–29,999 1,024,299 12% 168,782 1% 30,000–39,999 848,679 10% 720,900 2% 40,000–49,999 657,263 7% 948,389 3% 50,000–59,999 498,842 6% 983,954 3% 60,000–74,999 561,981 6% 1,482,444 5% 75,000–99,999 622,813 7% 2,288,409 8% 100,000–199,999 768,436 9% 5,276,023 18% 200,000 and over 332,655 4% 18,490,962 62% Total 8,700,992 100% $29,638,258 100% 2010 Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2010 Number Percentage Percentage Income Class of Filers of Total Tax Liability of Total Under $5,000 1,282,711 15% $ (92,214) 0% $ 5,000–9,999 800,816 9% (157,452) 0% 10,000–19,999 1,326,538 15% (425,938) –1% 20,000–29,999 1,019,577 12% 134,398 0% 30,000–39,999 799,696 9% 644,131 2% 40,000–49,999 626,044 7% 918,924 3% 50,000–59,999 491,094 6% 999,461 3% 60,000–74,999 551,121 6% 1,495,589 5% 75,000–99,999 626,636 7% 2,364,101 8% 100,000–199,999 822,011 10% 5,728,904 20% 200,000 and over 324,565 4% 17,367,109 60% Total 8,670,809 100% $28,977,013 100% 2011 Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2011 Number Percentage Percentage Income Class of Filers of Total Tax Liability of Total Under $5,000 1,345,851 15% $ (96,258) 0% $ 5,000–9,999 802,102 9% (158,570) –1% 10,000–19,999 1,338,661 15% (436,834) –1% 20,000–29,999 1,011,281 12% 121,871 0% 30,000–39,999 794,670 9% 645,921 2% 40,000–49,999 622,486 7% 921,825 3% 50,000–59,999 491,651 6% 1,010,534 3% 60,000–74,999 555,236 6% 1,523,190 5% 75,000–99,999 632,868 7% 2,411,623 8% 100,000–199,999 850,894 10% 5,987,198 20% 200,000 and over 348,137 4% 18,249,488 61% Total 8,793,837 100% $30,179,988 100%

2014 Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2014 Number Percentage

2015 (1) Income Tax Components of Full-Year Residents by Size of Income (All Returns) in 2015 Number Percentage

Percentage of Total

Percentage of Total

Income Class

of Filers

of Total

Tax Liability

Income Class

of Filers

of Total

Tax Liability

Under $5,000 1,348,996 $ 5,000–9,999 786,232 10,000–19,999 1,342,659 20,000–29,999 1,017,247 30,000–39,999 809,235 40,000–49,999 638,786 50,000–59,999 512,956 60,000–74,999 571,596 75,000–99,999 661,694 100,000–199,999 959,926 200,000 and over 432,859

15% $ (85,690)

0% –1% –1% 0% 2% 3% 3% 4% 7% 19% 64%

Under $5,000 1,359,389 $ 5,000–9,999 757,552 10,000–19,999 1,333,469 20,000–29,999 1,035,841 30,000–39,999 820,964 40,000–49,999 648,229 50,000–59,999 524,853 60,000–74,999 586,557 75,000–99,999 673,383 100,000–199,999 1,007,795 200,000 and over 463,439

15% $ (88,620)

0% –1% –1% 0% 2% 2% 3% 4% 7% 19% 65%

9% 15% 11% 9% 7%

(150,001) (467,479) 78,527 625,704 922,152

8% 15% 11% 9% 7%

(129,956) (443,568) 71,700 631,119 894,939

6% 1,042,047 6% 1,542,664 7% 2,476,512 10% 6,567,497 5% 22,459,843 100% $35,011,776

6% 1,030,208 6% 1,542,472 7% 2,467,377 11% 6,819,830 5% 23,295,927 100% $36,091,428

Total

9,082,186

100%

Total

9,211,471

100%

Source: New York State Department of Taxation and Finance Note: (1) Calendar years after 2015 are not yet available; refer to www.tax.ny.gov for additional information.