Institutional Federal Compliance Report 2021

Appendix 2

ANDREW M. CUOMO Governor ROBERT F. MUJICA JR. Director of the Budget

SANDRA L. BEATTIE First Deputy Director CHARLES WILLIAMS Deputy Director

2018-19 Prior-Year Finding Summary

State Fiscal Year Ended March 31, 2018 Department of Labor Wendy Luft Associate Auditor

Prior-Year Audit Period: State Agency: Single Audit Contact: Title: Telephone:

518-457-9441

E-mail Address:

wendy.luft@labor.ny.gov

Prior-Year Audit Report Page Reference:

129

Prior-Year Finding Number:

2018-046

Status Report on Prior-Year Finding - Agencies are required to add a full status report regardless if no change from previous update:

☐ Corrected ☒ Partially Corrected ☐ Not Corrected

Anticipated Completion Date:

3 /31/20 20

Full Status Report:

The Department performed program reviews spanning multiple years to catch up on reviews that were behind schedule. The Department is up to date on program monitoring reviews as of 6/10/2019 for subrecipients addressed in the 2018 audit report. The Department’s policies and procedures on subrecipient monitoring and internal controls are being updated, with the goal of streamlining and improving the effectiveness of monitoring efforts. We anticipate completing this process by March 31, 20 20 .